Capital Markets

Advisory

We guide private companies through the full arc of entering the public markets from SEC registration strategy through PCAOB audit readiness and ongoing reporting obligations. Structured, compliant, and executed with minimal reliance on outside counsel.

SEC Registration & Filings

 

We lead Form 10, S-1, and related registration efforts end-to-end — drafting, filing, and managing SEC correspondence directly. Our track record includes achieving Form 10 effectiveness within 60 days with minimal comment letters and limited outside legal costs.

PCAOB Audit Readiness

 

We prepare companies for PCAOB-level scrutiny: financial statement preparation, footnote and GAAP compliance, internal control alignment, and coordination with audit teams to ensure a clean, defensible audit process.

Reverse Mergers & Alternative Listings

 

For companies seeking an expedited path to public markets, we advise on reverse merger structures, shell acquisitions, and SPAC-related strategies — evaluating fit, structuring the transaction, and supporting execution through listing.

Ongoing Reporting & Governance

 

We support newly public companies with 10-K and 10-Q preparation, board governance setup, investor relations infrastructure, and compliance operations — enabling lean teams to meet public company obligations without building a full in-house function.

 

We work with founders, sponsors, and boards who need a seasoned operator in the room, not a billable-hour law firm running the clock.