Capital Markets Advisory

Puiblic Company Readiness • SEC Filing Strategies • Exits / Reverse Mergers, SPACs, Listings

We specialize in helping private companies transition into the public markets through structured, compliant, and cost-effective strategies.

SEC Registration & Filings

We’ve led public registration efforts with precision—cutting through red tape to deliver results faster than the industry average.

Highlights include:

  • Drafted and filed a Form 10 registration statement with minimal outside costs

  • Support from advisors for GAAP accounting & footnotes

  • Passed PCAOB audits and managed SEC correspondence directly
  • Received only two short SEC comment letters and achieved effectiveness within 60 days
  • Authored and filed subsequent 10-K and multiple 10-Qs with similarly limited outside assistance

Advisory Services

  • SEC filing strategies (Form 10, S-1, 8-K)
  • PCAOB audit readiness
  • 10-K and 10-Q preparation
  • Financial footnote and GAAP compliance support
  • Board governance and internal control alignment
  • Public company operational setup (IR, compliance, reporting)